[First Draft Fall 2003: comments welcome]
Introductory Notes: Belief–-Analysis and Ethics
1. Take a simple action: Mailing a package at the post office. You drive to Elm and Park Streets because you believe that the post office is located at that corner. Your action will succeed at satisfying your aim or desire to mail the package only if your belief is true. The pattern just exhibited is general:
(I) Actions succeed (satisfy their aim or desire) only if the beliefs that guide them are true.
If your belief that the post office is at the corner of Elm and Park avenues is false, then the action would not succeed. Your aim or desire would be frustrated.
However, imagine that you are wrong about the location of the post office. It has moved to Elm and Woodland avenues. But, before you reach the intersection of Elm and Park avenues, you notice the post office at Woodland and stop there. So your action (or plan) succeeded even though your belief is wrong. But this counterexample seems to challenge only the letter, not the spirit of (I). For the success now is only by accident. Consequently, rather than rejecting (I), we should amend it:
(II) Actions typically succeed (satisfy their aim or desire) only if the beliefs that guide them are true. (Alternatively: Actions can be regularly expected to succeed only if the beliefs that guide them are true.)
[What should we say of cases in which the relevant beliefs are false, but close enough to work? What if the post office is one store in from the corner of Elm and Park avenues, so that you easily spot it when you get to the corner? It is not accidental that you get it right. Does either emendation handle this problem? Does (II) work for moral beliefs e.g. that I should not run over the squirrel in the road? Also, does (II) work in reverse--if the beliefs that guide an action are true, then those actions typically succeed?]
2. Principle (I) and (II) assume a contrast between belief and desire. Desires are what we want or aim to satisfy. When you desire an ice cream sundae, the desire moves you to seek a means to satisfy it--e.g., going to the nearest ice cream store. Your beliefs guide you in fulfilling your desires--they tell you where to find the nearest ice cream store or how to learn where it is.
Beliefs and desires have opposed directions of fit. Beliefs, like that the post office is on Elm and Park, are satisfied if the world is as they express--our beliefs must fit the world. Desires, like to mail my letter at the post office is on Elm and Park, are satisfied if we get the world to conform to them--our desires aim to have the world fit them.
3. If principle (II) holds, then it explains why the truth of your beliefs is so important to you. For since you want your aims or desires to be satisfied, you want your actions to succeed. Principle (II) tells us that your actions will succeed only if the beliefs that guide them are true.
What is it we are asking of our beliefs when we seek for them to be true? What is it that we seek when we want our belief that the post office is on Elm and Park Streets to be true? We usually say that propositions are true or false. So we want the proposition that the post office is on Elm and Park Streets to be true. There does not seem to be any difference between
(1) John believes that the proposition that the post office is on Elm and Park Streets is true.
and
(2) John believes that the post office is on Elm and Park Streets.
Both seem to say the same thing--to be true or false under the same circumstances. The beliefs reported in (1) and (2) are true if the post office is on Elm and Park Streets. We can generalize:
(T) The proposition that p is true if and only if p.
The left-hand side of (T) ("The proposition that p is true") speaks about a proposition--some language-shaped creature. The right-hand side speaks about the world or a fact of the world namely, that the post office is on Elm and Park Streets. There is no circularity.
If (T) is correct, there is no further problem about understanding truth than understanding the corresponding proposition. If you understand the proposition that the library is open on Saturday, there is no special difficulty to understanding the proposition--that the library is open on Saturday--is true.
Even if we have reduced the perplexity about truth (so that it is no greater perplexity than understanding the corresponding proposition held), we have not answered, only clarified, the question how do we satisfy our interest that our beliefs are true? A further clarification, though, is inherent in the question, as well as (T). The question of what it is for a proposition to be true or not, and whether it is so, is different from the question whether we believe it is true or not. It is either true or not that there were an odd number of atoms constituting Venus two thousand years ago, even if no one knows--or even can know--it.
4. How can we ensure that our beliefs are true? The belief that the post office is at Elm and Park avenues is true just in case what is believed--that the post is Elm and Park avenues--is true. Your believing itself does not make it true–your believing or not has no power to bring it about where the post office is located.
You ensure that a belief is true by having reasons (e.g., someone told you it’s located there) of its truth. Reasons purport to be connected to the proposition believed (e.g. the person who told you has seen the post office at Elm and Park) and they connect you the believer to the truth of that proposition (they provide you with a reason or justification for believing).
What kind of reasons? Well, you might want the post office
to be located at Elm and Park avenues because that is nearest to your house. But that is no reason to believe it. It is no reason that the post office is truly so located. In contrast to such a prudential or practical reason (to act), an epistemic reason (to believe) would be that you found that location in the phone book or that you were told it by a neighbor. Either of these facts do imply that the post office is located at that corner, together with certain further reasons such as that the phone book is reliable or that your neighbor is trustworthy. Epistemic reasons for empirical beliefs constitute evidence or grounds of the truth of those beliefs, and when these grounds are adequate, they imply that those beliefs are true.
5. Imagine that someone asked you "Where is the local post office?", and you responded with the statement or assertion "Elm and Park avenues". Now this person may be surprised at the precision of your answer, and ask you "How do you know?" Notice that you cannot respond "I want it to be there, since that would be closest to my home." You cannot so respond because it would be noticeably crazy or off to so respond--what you want to be true has nothing to do with making or even indicating that it is true.
(Here, as elsewhere, I assume sincerity in one's assertions, unless otherwise stated.) However, a perfectly good response would be "Because I found the address in the phone book" or "Because my neighbor told me".
Just as we find understanding truth (or falsity) to be no more difficult than understanding propositions held to be true (false), so too understanding belief is [almost] no more difficult than understanding the everyday act of assertion or stating or saying (of a declarative sentence). The crucial parallel is this:
Assertions and beliefs each claim the truth of what is asserted (believed).
So only an epistemic reason that properly relates to the truth of the assertion (belief), like "I found the address in the phone book", can serve as a adequate response to a challenge to a previous assertion, and not a prudential or practical reason, like that "I want it to be there, since nearest to my home."
When a speaker enters an assertion, you accept (believe) it because you take him to believe it and for good reason.
Harry: How do I get to West 4th St.
Sally: Take the A train downtown two stops.
Harry accepts (believes) what Sally says because he takes Sally to believe it (and for good reason). He presumes that were she not to believe it, she would not so assert it to him. Of course the 'because' and the 'presumes' do not refer to actual mental acts of reflection. The act of acceptance is virtually automatic. Still, that leaves it open that the acceptance is tacitly guided by these reasons and assumptions. [How might the latter be shown?]
However, although assertion stands for, or expresses beliefs, the reverse connection is harder to sustain (so the "almost" in the previous paragraph). I may believe that your jacket is a hideous shade of purple, but I do not assert that to you because it would be rude or nasty. Still, the barrier to assertion here is social, and if we put it, and related obstacles, aside (i.e. if we abstract away from them), we can hold on to the assumption that to believe that p places one in a position, social matters aside, to assert that p is true. Later, we will pursue the nature of these social--more precisely, conversational--obstacles in detail.
A further, related difficulty with the parallel between belief and assertion is that there may be assertions I make that are shaped by social pressures, though not the overt contrivances of tact and politeness. As we already observed, in order for me to maintain a belief, I must, if I reflect on it, take myself to believe it for epistemic, not practical, reasons--more simply, I take myself to believe it for good reasons (not, for example, due to wishful thinking). So I must not view my belief as dependent or influenced by anything but what the belief states, just as no one will accept my corresponding assertion if they believe it is so dependent.
Still, assertion as a visible, public and social act is not a pure expression of belief or thought:
Harry: What do you think of Marcia, the new boss?
Sally: She's very good.
Now, in fact, Sally does think well of Marcia, but this is a very brief expression of the complex, vague, not fully analyzed thoughts Sally has about Marcia. The brief statement is appropriate, though, to responding in a natural way to Harry, but it is misleading in regard to the actual clarity to Sally of her beliefs about Marcia. (Think here of a subtle, intricate opinion you have on an issue (e.g. euthanasia, conflicts in the Middle East), and the simplifications necessary, if you attempt to participate in an animated social discussion of those issues.) When we want to refer to this potential gap between assertion and belief, we will speak of avowals, where an avowal expresses a surface articulation of a belief. But it need not correspond to one's deep-seated beliefs on the matter.
But avowals are assertions, and so are taken as presentations of truth. Sally represents herself as all-out believing that Marcia is doing a very good job, and in so representing herself, Sally commits herself to it. If Harry hears Sally say something critical of Marcia to another co-worker, he may question Marcia. Assertion commits the speaker to standing behind--taking responsibility for the truth of what she says. But what Sally said to Harry and what Sally said now cannot both be true--they are inconsistent. So Sally prima facie violates her commitment. The violation is only, though, prima facie--it is the initial appearance. Sally might wipe out that appearance by showing that criticism of Marcia is compatible with thinking of her as doing a very good job, contrary to Harry's assumption. Both assertions can be maintained as true. But if not, Sally is caught in a bind not of her making. What she avows is appropriate to tailoring the expression of her belief to the social or conversational context--of speaking to a co-worker with whom she is not, so I assume, close friends. There is no lie. Still, it is not quite what she believes, and yet, by virtue of her asserting it, she is committed to its truth.
6. We'll place this gap between avowal and belief in the background, focusing now on the crucial parallel between belief and assertion as both claiming the truth of what is believed (asserted). We care deeply that this claim is fulfilled, since, recall, we want our actions to succeed, and hearers have an analogous interest in the truth of the assertion of their informants.
The interest is extrinsic or instrumental--we are interested in true beliefs because we care that our actions succeed. But we also have an intrinsic interest in true beliefs because a belief is correct or rightly held just in case what is believed is true. Analogously, an assertion is correctly made--intrinsically correct--just in case what is asserted is true. It is extrinsically valuable to the hearer, providing him with useful information. But a belief is still correct if it satisfies the intrinsic interest, even if it is of no extrinsic (or instrument or practical) value whatsoever e.g. the belief that in sixth grade I sat in the second row, second seat. Similarly for the corresponding, and thoroughly boring, assertion 'In sixth grade I sat in the second row, second seat.'
So, it is not merely because beliefs guide our actions that we care that they are true (extrinsically). But it is also of the very nature of belief to claim the truth of what is believed that makes us care (intrinsically) that our beliefs are true.
But, even though a belief is correct only if it is true, we may believe something and it not be true. You can believe that a whale is a fish, when it is not, even though you take yourself to have good reasons for it (it looks and acts like a fish). Here we have a different contrast with belief (recall the previous one between belief and desire): You can believe something without knowing it. You believe that a tomato is a vegetable, but you do not know it, since it is not true. Although belief aims at truth, knowledge implies it.
Since when we know something it is true, it is reasonable to hold that belief best serves its aim or objective of truth by being knowledge. [Should we affirm, instead, that belief aims at knowledge, not merely truth?] When you believe that the post office is on Elm and Park Streets, you believe correctly just in case you know it. This is not quite right, since your belief can be true, by accident from your point of view, and then it is not knowledge. Imagine that you believe it is on Elm and Park Streets because that is where it used to be located. It has subsequently been moved. But just yesterday it was moved back to the original building, though you are unaware of any of these changes. Still, from your point of view, and that of anyone to whom you asserted where the post office is located, you are taken to know it. So we can amend the previous statement to read "you believe properly something just in case you know it", where 'properly' signals that the belief is true and not at all accidentally.
The proposed close connection between knowledge and belief allows us to improve on an overtly vague formulation that we used earlier. Earlier, we spoke of grounds for belief as "adequate". But when are grounds or reasons or evidence adequate for all-out or full belief? The obvious suggestion is that they are adequate just when adequate for knowledge. Assume that your reason for believing that the post office is on Elm and Park is that you just mailed a letter from there yesterday. That reason is sufficient for properly believing that the post office is there, if it is sufficient for your knowing it. It excludes various ways of being wrong about the post office's location--it excludes, for example, that the post office is on Beech and Grove Streets, since you were at the post office on Elm and Park yesterday and post office's do not move without well publicized announcements.
The connection between knowledge and beliefs fits neatly with the assertion-belief connection. I cannot assert that
Linda is in Texas, but I do not believe it.
We hear such an assertion as contradictory, and the proposed explanation is that assertion implies belief. But it is a contradiction for me to believe that Linda is in Texas and that I do not believe it. Correspondingly, I cannot assert that
Linda is in Texas, but I do not know it.
Substituting 'know' for 'belief' in the previous explanation yields a parallel explanation for why this one is unassertible. (Objection: Cannot I not assert
I believe that Linda is in Texas, but I do not know it.?
Yes: but that is because the preface by 'I believe' conversationally implies some doubt, and then, of course, you lack knowledge. Thus we take the assertion of the unqualified statement 'Linda is in Texas' to express belief, but not 'I believe that Linda is in Texas'.)
7. If belief and knowledge are expressed in assertion, then many reflective views of belief and knowledge are dubious. Knowledge is sometimes thought of as a lofty or high achievement, requiring a kind of absolute certainty. I can assert, however,
Bob and Carol are getting divorced
and so imply that I know it. If you asked me how I know it, I can cite the very ordinary evidence that 'My neighbor Bill told me', as adequate for knowing. In reflective moods, we also claim that you cannot all-out believe or know that the Mona Lisa is beautiful because of general doubts about knowing beauty or that it is merely subjective (in the 'eyes of the beholder'). But we surely are used to hearing and accepting assertions like
The Mona Lisa is beautiful.
The speaker implies knowledge of what he asserts. Indeed, in similar reflective moods people express doubts about truth and knowledge, all the while through practices of assertion that presuppose these concepts. Let's call the danger of such reflections "reflective oversophistication" [ros]. Reflective oversophistication is a likely source of judgments that truth is mysterious, that belief is a matter of choice, and that knowledge is a lofty and rare achievement. But the connection of each of these to the ordinary, everyday act of assertion challenges these ros conclusions.
Nothing misleads us to starting up without notice on a ros path easier than a bias in choice of propositions or subjects of belief. We are much more inclined to discuss beliefs about capital punishment, abortion, or God, than beliefs about cows, the weather, or parking tickets. But, though the former are much more exciting to talk about, they are no more entitled to count as beliefs than the latter. And the latter are better examples, if one wants to understand belief. Far more of our beliefs are dominated by dull ones like the belief that John is in Alaska than that capital punishment is cruel and unusual punishment. But the former are better examples, not only for being more typical of our beliefs. They do not import extraneous complexities or difficulties. It is a sound methodological rule that if you want to understand a concept that you begin with the simplest examples, so that you do not import any additional complexities or controversies. Once you take the hard cases–the ones worth discussing, rather than the dull ones–as the main exemplars or paradigm cases, you are tempted to think that beliefs is an esoteric concept and one whose very analysis involves a substantial philosophical view. But belief is an everyday concept that we are all masters of.
The connection between truth and belief, which we all grasp, is that belief aims at, or claims, the truth (or knowledge) of what is believed. It is that connection which makes belief so central and important a concept. But aiming at it does not imply realizing that aim. Most truths are not the object of anyone's belief. If it is true that George Washington yawned at 12:47 pm on his 15th birthday, no one, presumably, has any belief on the matter. Our understanding of truth simply dictates that propositions are true (or not true) when what they state holds (and not otherwise), regardless of anyone's view of it. It would be strange to think my believing that Alpha Centuri is a bright star has anything to do with its being true (assuming it is true). How could it, since I have nothing to do with its existence or nature. It would be grotesquely inflated self-importance to think otherwise, yet, occasionally, one hears (rof-based) espousals of idealism, which appear to require that the world as it is is a product of our minds. [How does one get to idealism? One way is this: if you claim there is a large, shiny, blue rock in a corner of our local park, your claim can only be verified or checked by finding it there. But with that verification or check is a presence of that rock to our minds. So since the rock's existence outside anyone's mind is empty, its existence is held to be mind-dependent. You cannot prove to me it exists unless it is present in my mind. What assumptions does this reasoning make that lead to idealism?]
8. Earlier, I noted that there are an unlimited number of truths that no one has any beliefs about. It is true or false that on June 15 2111 there is a thunder storm over London. But, presumably, no one now has any belief about it. We can mark the suggested distinction as one between what is a matter of metaphysics and what is a matter of epistemics:
1. Metaphysics: Truth or falsity, regardless of anyone’s belief e.g. whether it is true or false that on June 15 2111 there is a thunder storm over London.
2. Epistemics: Beliefs about a proposition, regardless of whether it is actually true or false e.g. whether anyone believes, or has good reason to believe, that on June 15 2111 there will be a thunder story over London.
The rof-like terminology is unfortunate, but we inherit it. "Metaphysics" here refers simply to the nature of the world--to how matters really stand. "Epistemics", which previously we used for pertaining to evidence or knowledge, will also be used (hopefully withough ambiguity) for matters that concern our thoughts or ideas or beliefs. Epistemics, in this context, is about us. The crucial claim is that 1 and 2 are independent in this way: A proposition's truth or falsity implies nothing about whether anyone believes it, disbelieves it, or has any belief on it at all; and conversely.
Wide as the gap between these domains, they are sometimes confused, and I may be guilty here. Earlier I connected properly believing--or justifiedly believing--with having reasons (implying) the truth (or knowledge) of what is believed. But are reasons necessary? Of course, there is a difference between properly believing and believing truly only by accident (e.g. believing, in advance, that you will lose a fair lottery with one ticket and actually losing it), but does proper believing require adequate reasons? Is it enough that your belief is connected to the truth must you grasp that connection to? The question is not whether adequate reasons are sufficient for properly or justifiedly believing, but are they necessary? Imagine that a young child thinks you can't say 'Stanley is dumberer than Morely', but he does not have the least understanding of why he thinks--believes--so. In fact, he is responding to a grammatical rule. Cannot we claim that the young child has proper belief without reasons? If he had such reasons, he would no doubt recognize why the statement is wrong. But cannot he properly believe or know it wrong without knowing why? If so, then our claims to the contrary are a confusion between whether someone properly (or justifiedly) believes or knows (the metaphysical truth of the matter) with whether he is in a position to claim to properly believe or know (the epistemic truth of the matter)? Without challenging this line of thought, we will freely use the notion of reasons or evidence as required for proper or justified belief, since it is unproblematic that these can be sufficient, even if not necessary. (One way to challenge it could begin by asking can someone really all-out believe, in advance, that he or she will lose a fair lottery, rather than that taking it as overwhelmingly likely.)
A more common and more important metaphysical/epistemic confusion is in application to possibility. When we enjoy a movie or TV program, like Star Trek, we must go along with the basic premise e.g. that the starship Enterprise travelled backwards in time. So we assume that time-travel is possible. But this is an epistemic possibility--we can imagine or conceive that the Enterprise travels backwards in time. More exactly, it is a fictional possibility, one we allow as a kind of pretense in engaging with the movie or TV program. But it does not follow that backwards time-travel is a genuine--metaphysical--possibility. The widest category of metaphysical possibilities are ones that violate no logical or conceptual principles. Time-travel may be possible on this count. But a narrower kind of metaphysical possibility--physical possible--is more difficult. An (alleged) occurrence or event is physically possible only if it violates no laws of the universe. [However is imaginability or conceivability--epistemic possibility--any evidence for genuine possibility? Is a character like Dr. Spock, when he is represented as wholly logical and detached from any emotional concerns, genuinely possible, or only an epistemic--fictional--possibility? Is it coherent to argue from a failure to disprove that the alignment of planets at one's birth influences one's fortunes, as astrology holds, that it is genuinely possible that it does?]
9. One way of thinking about knowledge is as eliminating epistemic possibilities of being mistaken. If I know that James is in Vermont, then there is no possibility--from my point of view--that he is anywhere else. But if knowing does eliminate those possibilities, then if I know, I cannot be mistaken. I am infallible in what I know. [If so, how should I regard any evidence that seems to deny what I know? If I know that James is in Vermont I should not dismiss any seeming contrary evidence e.g. seeing someone who looks like him driving down the street in Brooklyn.]
However, this line of reasoning, as already suggested, conflates knowing with knowing that I know. But even if we put that concern to one side, isn't it true that if I know, then I cannot be wrong--there is no possibility of error--and so I am entitled to dismiss contrary claims or views? But this consequence raises the worry as to why I should be tolerant toward contrary views of others. Although the problem is sometimes raised about whether a tolerant attitude is compatible with believing one has grasped the truth, we now know that, given (T), no special difficulty (for tolerance) is raised by truth or falsity. My belief that, say, the invasion of Iraq was unjustified is equivalent to my believing the proposition that the invasion was unjustified is true. So if I believe that the invasion was unjustified and you believe the opposite, we disagree. Truth (or falsity) neither adds nor subtracts from this disagreement.
So the issue is not the claim to truth, but whether having beliefs or knowing is incompatible with tolerance toward those holding dissenting views. What's the thought? If you all-out believe that p, taking yourself to know it, you cannot think that there is a real possibility that you are wrong or fallible about that belief. And if you do not think you can be wrong about it, you think others cannot be right in believing the opposite. So you will have neither patience with their views, nor reason to give them a hearing.
What is correct in this line of reasoning is that if we have opposite--conflicting--beliefs, then each must think the other person wrong. If you believe that p and I believe that not-p, we each much believe the other wrong, since the truth of one excludes the truth of another. [How could you restate the previous "since" clause without "truth"?] Disagreement implies that one of us fails in our claim to truth.
Sometimes disagreement is illusory:
Joe: "Licorice is delicious"
Jane: "Licorice is yucky"
Here there is apparent, but not real conflict, if, as usual, Joe and Jane really meant a qualification of their assertion to be understood by the hearer "In my opinion..." or "To my taste..." But few disagreements so dissolve:
Bill: "It's wrong to eat meat"
Betty: "Eating meat is permissible"
Were Bill and Betty's disagreement as empty as Joe and Jane's apparent one, there would be nothing for them to dispute. But, of course, there is. Bill might speak of how much pain is inflicted in cows and pigs in factory farming, and Betty might respond that we (humans) have a right to dominance over cows and pigs. In confrontation with Bill's position, Betty might naturally respond "I don't agree". But Jane, confronted by Joe's remark, would naturally respond not "I don't agree", but "I guess we have different tastes."
But now if Bill and Betty so disagree, and each all-out believes his or her position correct, then each is committed to denying the truth of what the other believes. How then can they each respect the other's position? But there is no conceptual problem here. Bill and Betty might have enormous respect for one another's view, and engage in critical discussion precisely to attempt to learn from the other. Tolerance is a restraint we impose on ourselves to not denigrate or suppress the views of others. It has nothing to do with the quality of those views. You can respect others' views, and even promote their presenting them, while regarding them as dreadful.
10. We have hinted at, but not directly responded to, the concern over knowing or fallibility. Clearly, there is a tension between Bill's believing it is wrong to eat meat, and so excluding real possibilities that he is wrong (or that Betty is right), and his entering discussion with her under the pretext that he recognizes the fallibility of his belief. Not only can Bill not believe that it is a serious possibility that he is wrong, but even that there is an objection to his position that cannot be met. He can no more believe (assert)
Eating meat is wrong, but I do not think that there is any way to meet the criticism that many people would starve if we stopped eating meat.
than he can believe (assert)
The #2 train is an express train and it stops at the Bergen Street station, but there is evidence that Bergen Street is a local stop.
However, Bill's inability to judge that there is any way to meet the objection may only be a judgment--misexpressed--that he cannot think of any way to meet the objection. The following is perfectly OK:
Eating meat is wrong, and though I cannot meet the criticism that many people would starve if we stopped eating meat, others who share my view will have ways of answering it.
Bill here is deferring to others, as we often do on matters over which we have no authority, but others do. I can refer to a shiny yellow metallic ring as gold, not because I can distinguish it from fool's gold, but because a trustworthy jeweler so classifies it. Of course, the deference must be to genuine authorities, otherwise it is a blank check to not take criticisms seriously.
So, putting the deference possibility aside, Bill's recognition of his fallibility in regard to his belief is compatible with continued belief only if it involves no specific grounds that an error has been made. Fallibility involves the possibility of error, not its actuality or probability. [What kind of possibility--epistemic or metaphysical? Can I believe myself fallible in regard to a belief that (metaphysically) cannot be false e.g. 17+38=55?]
That is how fallibility is usually understood--recognizing that I do make mistakes and that there is no reason to think that this particular belief is exempt from such mistakes, I regard myself as fallible with respect to this belief. Still, I have no specific reason to think I did make a mistake. There is another criterion that helps to draw the distinction between a specific reason to object to a belief, which does exclude the possibility of continued belief, and a judgment that one's belief is fallible, which does not exclude continued belief. This is the distinction between first-order and second-order beliefs. A first-order belief is a belief in a proposition:
Joe believes that Mary likes him.
A second-order belief is a belief about one or more beliefs:
Joe believes it's possible that his belief that Mary likes him is mistaken.
First-order objections are excluded by the nature of belief: If Joe comes to believe that Mary said something nasty about him behind his back, he can no longer all-out believe she likes him. He may, though, still think it is probable that she does. But second-order doubts are not excluded, as the previous example illustrates, and that is how we can regard a belief as fallible, while maintaining it.
Fallibilists think that this is the right attitude toward many, if not just about all, of our beliefs. Even when we believe for good reasons, fallibilists hold that it's (epistemically) possible that it is not true. Once I parked my car on the Upper West Side before a dinner party. After the party I confidently walked backed to the spot where I was sure that my car was parked. It was not there. I had simply become confused about--misremembered--where I had parked it. My memory for so near-by an event is usually highly reliable, so that I take for granted what I recall. Yet, here it failed.
The possibility of error for many beliefs implies not only a difference between knowing and believing, but, again, between what we believe and what is true. However well founded or justified is a belief, such as that my car is parked on 56th st., its being correct to believe it is a matter of whether my car really is on 56th st. My believing it does--can--not make it so.
Realists tend to think this difference or gap always holds. No matter how well founded is a belief for me or for all of us, its actually being true is a fact (or not) separate from the believing. But the existence of the fact does not depend on anyone's believing it.
11. Realism implies that there is a difference between believing something true, however seemingly well founded, and its being true. Fallibilism holds that however seemingly well founded a belief is it may be mistaken. A realist needn't be a fallibilist: A realist can allow that our believing things are a certain way is not determinate of their being that way. Still, this realist holds, we are so well designed and the world is so knowable to us that if we exercise our faculties correctly, there is no possibility of our being mistaken. Few realists are, however, infallibilists.
Each view is highly plausible, yet either one of them can be construed as supporting a most implausible conclusion--radical skepticism. For take something ordinary I believe like that the name of the person I spoke to at a dinner party last night was Fred. If it is possible that this is mistaken, as fallibilism and common sense teach, then I cannot know it. For when I know something, I've eliminated all ways of being mistaken. After all it sounds contradictory to assert (say)
I spoke to Fred last night, though it's possible that it wasn't Fred.
But if fallibilism applies to all or most of our beliefs, then knowledge in these vast number of cases is ruled out. Realism can be directed to a similar result, along a slightly different route. My belief that I spoke to Fred at the dinner party last night is true only if I did really talk to Fred last night. Imagine that my memory for last nights event is confused, though it appears to me perfectly reliable. I spoke to Fred at a party two weeks, ago but not at last nights. The scenario I just imagined is not the actual one--but it is near-by or close possibility that the actual one does not rule out. So since I cannot tell apart or discriminate the actual situation from this near-by possibility, due to a confusion in memory, I cannot really know that I spoke to Fred last night.
The reasoning involved in both cases can be viewed as arguments. Take the first:
(III) We are fallible.
So, whatever we believe has the [?] possibility of being mistaken.
Knowledge requires the elimination of all possibilities of error. (It makes no sense to say 'I know that George is home, but it's possible that he isn't.')
So, since whatever we know is something we believe, there is no knowledge (i.e. radical skepticism)
However, argument (III) seems susceptible to an opposed argument that pivots on the conclusion yielded by (III):
(IV) We are fallible.
So, whatever we believe has the possibility of being mistaken.
So, if knowledge requires the elimination of all possibilities of error, there is no knowledge.
BUT many of our beliefs do amount to knowledge.
So, knowledge cannot require the elimination of all possibilities of being mistaken.
The conclusion (of III), which the skeptic is happy to endorse, is the starting point for an argument to an opposed premise because the skeptic's conclusion cannot be accepted. One man's-- the skeptic's--conclusion is another man's--the common-sense man's--reductio ad absurdum (reduction to absurdity)!
Both arguments appear to be valid: if the premises are true, the conclusion has to be true. The claimed validity corresponds to your own response that if you accepted all the premises, you are bound, by consistency, to accept the conclusion. Of course, even if the argument is valid, it does not follow that the conclusion is true. The premises may be unsound: one or another of them may be false. [If one or more of the premises is false and the argument is valid, does it follow that the conclusion is false?]
The common-sense man appears to have the advantage from the perspective of his (and the skeptic's) beliefs. For if he accepts the skeptic's conclusion, he could not hold on to many of his beliefs. The common-sense man would like to take a relaxed attitude here, and hold to his beliefs until the skeptic's argument proves irresistible. But he cannot do so because his present attitude is that the skeptic's argument is at least fairly persuasive. He cannot believe that he knows that he spoke to Fred last night, and that there is a fairly persuasive argument that he does not know it. He can no more do this, than you can continue to believe that your friend Marcia is in Alaska, when it is fairly evident to you that she just drove down your street in Billings, Montana.
12. Descartes' initial skeptical worries sharpen our understanding of the range of epistemic possibilities, in part by challenging our everyday conceptions. Descartes famously begins his Mediatations by telling us that he is engaged in a project that seeks truth or knowledge, and that for this purpose
Reason now leads me to think that I should hold back my assent from opinions which are not completely certain and indubitable just as carefully as I do from those which are patently false. So, for the purpose of rejecting all my opinions, it will be enough if I find in each of them at least some reason to doubt.(p.12, Cottingham,ed.)
Let us call the implied criterion Descartes’ criterion:
I should withhold assent (belief) from any proposition where there is any possibility doubt.
His first application of this test or criterion is to beliefs based on perception or the senses:
Whatever I have up till now accepted as most true I have acquired either from the senses or through the senses. But from time to time I have found that the senses deceice, and it is prudent never to trust completely those who have deceived us even once. (p.12)
The implied argument may be broadly presented as follows:
My senses sometimes deceive me.
So, there is some reason to doubt any belief that derives from my senses.
Almost all of my beliefs are derived from my senses.
So, I have some reason to doubt almost all of my beliefs.

So, I should withhold assent from almost all of my beliefs. (i.e. I should cease to maintain these as beliefs.)
This argument implies that for any current sense-based beliefs, e.g. my belief that there is a blue screen in front of me, there is a possibility that it is mistaken and so I should withhold assent from it.
However, there is gap at the last step of the argument, signaled by the blank space. The next to last premise (and sub-conclusion) speaks of doubt, the conclusion speaks of withholding assent. What connects them? It is a good heuristic for reconstructing arguments that every major term in the conclusion must be addressed in the premises, otherwise the premises won’t imply the conclusion. So what is the missing premise? Clearly, it is Descartes’ criterion:
I should withhold assent (belief) from any proposition where there is any possibility doubt.
13a. This seems to be an argument worth challenging: the reasoning appears plausible and the conclusion is radically at variance with common sense. This recognition is one stage of reading a difficult text, especially a philosophical one. To comprehend it, you need to recognize how it aligns with your own beliefs. This is especially so when it does not align with common sense, since common sense beliefs are ones that Descartes presumably shared, despite the historical distance between us. Surely he too did not start to question whether he recognized a friend on the street because at some time he misidentified someone?
For all of us, Descartes' reasoning does not at all fit with our practice. Right now I both believe that there is a blue screen in front of me, based on visual experience. I would hold on to that belief quite willingly allowing that sometimes beliefs based on visual experience have been mistaken. As we noted, Descartes himself, in his ordinary life, presumably thinks the same way. So why does he claim otherwise?
14. To answer this question, it is good to look for the underlying motivation or project. Descartes' project is to search for absolute knowledge and absolute knowledge implies the elimination of any possibility of error. If one wants to believe that p, then one must eliminate the truth of every proposition incompatible with p. In the case at hand, a crucial difference between us and Descartes is that he accepts, and we do not,
My senses having sometimes deceived me generates a possibility for doubt (or error) in any other sense-based belief.
So stated, we might like to agree with it, since we allow, as in the discussion of fallibilism, that it is possible that our sense-based beliefs are mistaken. But this is no reason not to believe any one. So to avoid a purely verbal dispute let's qualify Descartes' claim as one about 'genuine possibility' [epistemic or metaphysical?], where genuine possibilities of doubt (or error) do undermine (proper) belief. Descartes then affirms (and we, like Descartes in his everyday mood, deny):
My senses having sometimes deceived me generates a genuine possibility for doubt (or error) in any other sense-based belief (a doubt that excludes proper belief or knowledge).
How is Descartes going to convince us that his senses sometimes deceiving him is sufficient not to trust them, when we already accept his premises and flatly reject his conclusion? How is he going to persuade us that his senses sometimes deceiving him count as genuine, rather than spurious, reasons to doubt? Undoubtedly, he will allude to his search for absolute knowledge and how that search enjoins on him a demand for absolute certainty. As a consequence, any or virtually any possibility for doubt is a genuine one.
But an immediate rejoinder is this: What should I trust more my vision or my abstract reasonings? Would not the latter be guilty of ros? Put differently: Why shouldn't we treat the radical conclusion of Descartes' argument as a reductio of its premises, even if we cannot say exactly where he goes wrong? The current deliverances of my senses, that there is a blue screen in front of me, is based on vison, which has worked so successfully in the past and whose reliability we understand from science. Descartes argument is based on contentious principles and abstract reasonings. A facet of this worry about what to trust more is pressed by Descartes himself when he continues by qualifying the scope of the above argument:
Yet although the senses occasionally deceive us with respect to objects which are very small or in the distance, there are many other beliefs about which doubt is quite impossible, even though they are derived from the senses--for example, that I am here, sitting by the fire, wearing a winter dressing-gown, holding this piece of paper in my hands, and so on. (p.13)
Still, rather than seeking the comfort of Descartes own doubt, let us try to see if we can make better sense of Descartes skeptical argument in regard to perception, whose scope still remains wide e.g. my recognizing a friend across the quad.
13b. Here we continue to the next stage of reading a philosophical text (to understand the gap between a philsopher’s claims or conclusions and our common sense beliefs). Given that the conclusions defy our ordinary beliefs, we could alter our beliefs accordingly. But this is a bad choice, even were it possible. For the alterations proposed are massive, since the range of beliefs dependent upon our senses is extensive. Moreover, that we are attributing beliefs that defy common sense to a distinguished thinker is some evidence that we hardly yet comprehend the reasoning. The Principle of Charity tells us to search for believeable, even if not true, assumptions which would make the defiance of common sense more plausible, and which assumptions are plausibly attributed to the philosopher. So the ascription is responsive to two factors: textually accurate and plausible--we cast doubt on our own attributions, if we ascribe to Descartes beliefs that are wild and lack credibility.
At the next stage then we need to uncover assumptions to ascribe to Descartes that would move us to construe possibilities of error that we think way-out as genuine possibilities to doubt?
We began this earlier (14) by looking for the connection between Descartes sceptical doubts and his basic project.
15. One line of reasoning is that if you can know that there is a blue screen in front of you by looking, and someone else does not, then there should be some difference in your evidence or grounds to explain the difference. This does not have much basis in Descartes' text except that he begins by observing that there actually have been times when he has gone wrong when using his senses, so how can he trust them in this particular case, when, presumably, he has no better evidence? The scope of the reasoning depends upon whether there are actual cases [only past or present?], where someone in a similar position was mistaken (about the same judgment).
The reasoning assumes that the agent (Descartes) can only have knowledge in one case, but not the other due to some internal difference--something in his evidence that is better now than then. Should we accept this assumption--call it the 'like cases alike' assumption:
If A can not know that p in epistemic position V, then B can not know p (or some proposition akin to p) unless his epistemic position V' is better than A's [mainly, where B has evidence to discriminate his case from A's]
Imagine that in one case he really sees an oasis and in the other it is a mere illusion. Why cannot we say that there is a difference: in one case he is right and the other wrong, even if it is not a difference that he can discriminate. This is an externalist resolution, since the betterness of his position in one case, but not the other, is not available to Descartes. So, from his point of view, it remains accidental that he is correct compared to the other person. [But might the externalist go further to insist that the very possibility of Descartes' thinking of an oasis in one case (the successful) one requires the presence of the oasis, which is lacking in the other?]
16. The second line of reasoning has more of a textual basis in Descartes, though I shall illustrate it with a markedly non-Cartesian example. Descartes' project is to search for absolute knowledge--beliefs that are so firmly established as true that we can now (absolutely) know will never be overturned. How is such a search to be conducted--what criterion should we adopt so that when a belief satisfies that criterion we have absolute knowledge? Descartes recognizes that this is not an ordinary search: "the task now in hand does not involve action but merely the acquisition of knowledge." (p.15).
Whenever we undertake any inquiry, we are interested in truth: Is the proposition we are inquiring about true or not? But we have many other--practical--interests competing for our limited time and energies. So, you are inquiring as to what new bicycle you should purchase. Your aim is find out what truly is the best for you--that optimally meets all your aims: affordable, works well on the terrain you mainly ride on, light enough, proper gears and brakes, etc. You investigate these matters--reading up in various magazines, and even entering information explicitly about different locals according to your criteria. If you observe your own behavior with this kind of purchase, you will find, I expect, that you would stop investigating well before you have exhausted all the relevant information. There are bicycles in your price range that you have not examined at all, despite reasonable ratings. They were not carried by local stores, your test rides have been limited, and you have not spoken much to those in the know.
Still, I assume that your investigation was intense, and yet you decide before it is exhausted. What is left out is not squeezing the handbrakes one more time, after numerous previous ones, to check that they feel right. The possibility that the previous checks were just luck is a way-out, not a genuine, possibility. Here I am concerned only with genuine possibilities as that the gears do not shift as well on three of the top 6 bikes as the others. The point is simply that you have other things to do with your life--you have practical interests (e.g. to spend time with friends, to complete a work assignment, to paint your bedroom) regularly tugging on you, and the level of satisfaction of those practical interests diminishes as you invest more time and effort to satisfy your epistemic: to determine which is truly the best bike for you.
This second way to understand Descartes' extraordinary criterion of absolute certainty has more textual evidence, and it takes off from the earlier observation that you will devote more time to an inquiry as the truth matters to you more. Imagine the town mayor places a large glass jar on the desk filled with tiny colored balls. You win a prize if you are the first to guess correctly the number of balls: this is the analogue of Descartes' goal of absolute knowledge or truth. Let's represent the relation between the prizes and the efforts you are willing to place in determining the number of balls in a chart:
Prize Time Spent to Determine Number
$10 15 minutes
100 60 minutes
1000 2 hours
10000 5 hours
100,000 12 hours
1,000,000 24 hours
highest ?
The exact amount of the prizes and the corresponding time spent are irrelevant. What matters is simply that as the prize increases, you will spend more time and effort in determining the number of balls. In each case, what matters is your being right--that is your goal. But as the prize increases your willingness to invest more in being right increases. That is, you put aside more of your practical interests, e.g. to spend time with friends, when the prize goes from, $1000 to $10,000.
Now imagine that you are offered a prize as high as you want (“highest”). At this point, virtually nothing matters to you as much as being right. Then, correspondingly, you would put aside virtually all of your practical interests to discern the correct number. So as the prizes increase the force of your practical interests against your interest in just being correct, decreases. Correspondingly, your standard for being correct, increases. As you put more time in, you are eliminating more possibilities of error and raising your standard for belief. When the prize is unlimited, you are willing to invest most all of your time and energies in being correct--your standard approaches that of Descartes' absolute certainty, where you will not enter a determination unless there is (virtually) no possibility of error.
17. It is not evident that there is any inquiry that is pure, as Descartes requires. We understand the extrapolation to an infinite payoff, but does that extrapolation really correspond to any real demand on us as inquirers? Science is a paradigm of inquiry, and yet its research programs are very practically bounded. Scientists seek funding, and they must promise to have completed work by particular dates. Imagine a scientist investigating whether ravens are all black. Any raven not yet examined is a potential counter-example, and so examining it will confirm the hypothesis, if it is black. Yet, does it make sense for our scientist to continue to investigate into the far-future for the diminishing, but genuine, possibility that the next ravens will not be black? Research takes time and resources. If scientists did so act, little would be accomplished, and we would never realize such simple assertions as that 'Yes, all ravens are black'. So the question of extrapolating to the absence of any practical interests is required by the model, but questionable for its realism.
18. Nevertheless, the distinction between epistemic and practical interests (or reasons) is an important one, especially for one topic that motivated Descartes: The ethics of belief. What are the rights and wrongs of believing? Descartes proposed that one should not believe anything for which one could not be absolutely certain. Aside from that criterion being extremely strong, Descartes' formulation leaves it open how one should determine whether a belief is absolutely certain. On what basis should one seek to justify one's beliefs? We have noted, as Descartes would agree, that since belief aims at truth, one's reasons for believing should be reasons of truth, rather than practical or prudential reasons. One should believe that one is tall only if one has evidence that one is tall, not merely because one wants to believe it.
Section 2: The Ethics of Belief
1.The most famous debate over the question 'what ought one to believe?'--what are the rights and wrongs of believing--occurred in an exchange between W.K. Clifford and William James. Clifford argued that if a shipbuilder allowed a ship to pass inspection, and subsequently, the ship is destroyed due to a defect he neglected, then he is responsible for the death of the persons on board. The blame attaches to the shipbuilder's beliefs--he convinced himself that the ship was safe, under a desire to cut costs, and it is that belief that guided his action in approving the boat to sail. Clifford dramatically concluded:
It is wrong always, everywhere, and for anyone, to believe anything upon insufficient evidence.
Let us call the suggested view 'evidentialism'.
2. I say 'suggested' because as it stands it is unsatisfactory. One problem is that someone might be forced or tricked into holding a belief, and then, unlike the shipbuilder, Clifford would not blame him. So an emended version to handle this problem would be:
It is wrong always, everywhere, and for anyone, to believe anything upon what he believes to be insufficient evidence.
For a doctrine that we want to examine fairly, we should subtract off its rhetorical or dramatic devices, and try to express it at its most general and minimal (or simplest). By its most general, we get the clearest picture of what is being proposed--the key properties. Clifford has already handled this problem for us, since he does not offer us a formulation restricted to this shipbuilder:
It is wrong for the shipbuilder to have believed the ship was safe on insufficient evidence.
To stop with this conclusion would be misleading--suggesting that the wrongness here is restricted to the shipbuilder, when the point of the example is that it is the ignoring of evidence, which anyone can do (anywhere) that is crucial. So Clifford gives us instead:
It is wrong always, everywhere, and for anyone, to believe anything upon insufficient evidence.
But, for the sake of analysis, this formulation should be shorn of its embellishments. So let's take as our final (so far) version of evidentialism:
It is wrong to believe anything upon what one believes to be insufficient evidence.
3. James' response is complex. He begins by acknowledging a range of cases in which he and Clifford agree--in which James thinks evidentialism works:
Does it not seem preposterous on the very face of it to talk of our opinions being modifiable at will?...Can we, by just willing it, believe that Abraham Lincoln's existence is a myth, and that the portraits of him in McClure's Magazine are all of some one else?...We can say any of these things, but we are absolutely impotent to believe them; and of just such things is the whole fabric of the truths that we do believe in made up...(James 1948: 90)
But he thinks that there are many other cases for which it would not be wrong to believe without evidence. Specifically, he thinks this is true for many religious (and ethical) propositions like 'People are basically good' or 'God answers prayers'. For persons for whom these propositions are significant--believing in them will affect how they live--there is the possibility of belief without evidence. The two other conditions he adds for the possibility of belief without evidence are that the matter is (1) Not decidable by the evidence:
Our passional nature...must decide an option between propositions, whenever it is a genuine option that cannot by its nature be decided on intellectual ground;(James 1951: 95, his emphasis)
and
(2) 'Forced'. James observes that the choice of loving me or hating me is not forced because "your option is avoidable." However,
if I say, 'Either accept this truth or go without it', I put on you a forced option, for there is no standing place outside of the alternative. (James 1951: 89)
If you do not "accept this truth" then you thereby "go without it", and vice versa.
Given these further, and crucial restrictions (that the matter is essentially undecidable on intellectual grounds and that it is forced), James argues for the right to choose to believe that is meant to be a choice in the interests of the truth. But it is a choice that can be made rightly without evidence and so contrary to Clifford and evidentialism.
4. Earlier, James disparagingly refers to a famous argument of Pascal's for believing in God. Pascal argued that either God exists or not and either you believe in him or not. Since believing in him, when he exists, assures infinite rewards, while the other options offer nothing comparable or far less, you should believe in God. Pascal's reasoning can be represented, roughly, as follows:
God
Exists Does not Exist


Believe in God infinite blessing -(a little)

Not Believe infinite damnation 0
in God


Since the combination of God's existing and your believing in him yields infinitely more blessing than the your not believing when he exists, and since the time wasted if you believe, when he does not exist, compared to your not believing when he does not exist, is comparatively negligible, believing in God seems the right choice. Noticeably, it is the right choice regardless of how probable you think it is that God exists, so long as you do not regard it as impossible or close to it.
James disparages not the argument, but trying to have people believe for practical (or prudential) reasons (because it would be to their benefit), rather than epistemic reasons (supportive of God’s existence/blessing). He writes,
We feel that a faith in masses and holy water adopted wilfully after such a mechanical calculation would lack the inner soul of faith’s reality; and if we were ourselves in the plac of the Deity, we should probably take particular pleasure in cutting off believers of this pattern from their infinite reward.
So now James turns to offering an epistemic ground for coming to a belief, though a ground of choice, not evidence. He observes that
...There are two ways of looking at our duty in the matter of opinion...We must know the truth; and we must avoid error--these are our first and great commandments as would-be knowers...
If I am searching for an opinion on whether Bill is sociable in order to decide whether I should invite him to a party, and if my only concern is to avoid error, then I do best by never forming an opinion. I cannot go wrong. Clearly, this will not do. I must sometimes form an opinion, come to hold a belief, even if by doing so I risk error. If I seek the truth, I must be willing to risk error. As James suggests to adopt the policy of just avoiding error would be like adopting the policy that whenever possible, you do not put yourself at risk of rejection or embarrassment. If you adopt that policy, you'll never put yourself forward to meet someone, since you risk rejection. But we know from the friends and romances in our lives that the risk is often worth it, even if we suffer the occasional embarrassment (of rejection). So the right attitude in forming an opinion or a belief is a combination of caution and risk. Clifford, he thinks, is guilty of advising a caution-only policy. (Why is the demand for evidence a cautious policy?)
So James finally concludes that since intellectual grounds leave the religious question wide open, you cannot be faulted for answering it in the affirmative--believing. In so doing, you will provide yourself with the opportunity for discovering whether religious belief is true or not. You need the experience to decide. So James writes,
There are...cases where a fact cannot come at all unless a preliminary faith exists in its coming. And where faith in a fact can help create the fact, that would be an insane logic which should say that faith running ahead of scientific evidence is the 'lowest kind of immorality' (James 1951: 104-105)
And so he rejects the evidentialist rule:
a rule of thinking which would absolutely prevent me from acknowledging certain kinds of truth if those kinds of truth were really there, would be an irrational rule. (James 1974: 107)
5. James' argument as we have it so far seems to be this:
1. Assume that the religious hypothesis is significant for you.
2. There are two options: You can believe it or you can disbelieve it.
3. The evidence and intellectual grounds do not favor either of these options.
So, 4. it cannot be irrational for you to take either option, and you must take one.
5. Only by believing the religious hypothesis do you have the opportunity to discover if it is true.
6. So, it would not be irrational for you to 'will to believe' the religious hypothesis, and it has the potential advantage of providing the opportunity to discover whether it is true.
Some comments:
1. Missing assumption. Since each step in an argument is supposed to validly follow from previous ones, there is a problem in the step from 2 to 3. Even if the evidence and intellectual grounds do not favor either option, couldn't there be other grounds on which the choice is irrational? Couldn't it be irrational because harmful or unethical? When a step in an inference blatantly fails, it is a good idea to look for a hidden or missing assumption–-what must be added to the premises to make it credible that the writer would believe the conclusion. A plausible suggestion in this case is:
3.' The only kind of irrationality that is relevant is irrationality due to opposition to the evidence or intellectual grounds.
2. Incompatibility (inconsistency). The conclusion that it is acceptable (or permissible) for you to 'will to believe' without evidence is incompatible with Clifford's view (evidentialism) only if no evidence is insufficient evidence. For if evidence is simply inappropriate--as it might for whether it is permissible to decide to eat a hot fudge sundae--then the matter of sufficiency does not arise. So if no evidence is insufficient evidence, the incompatibility must be located among the following:
Clifford: (a) It is wrong to believe without sufficient evidence.
(b) It is sometimes wrong to believe without sufficient evidence.
James: (c) It is never wrong to believe without sufficient evidence.
(d) It is sometimes not wrong to believe without sufficient evidence.
(b) cannot be Clifford's position because of what he explicitly states ('always, and everywhere...'), and because James accepts it too. (Recall his remark about Lincoln's existence as a myth.). So (a) is really
(a) It is always wrong to believe without sufficient evidence.
So if Clifford holds (a), it will be incompatible with (c)and
(d), as well as
(e) It is often (mostly) not wrong to believe...
But we should focus first on the minimal incompatibility--the narrowest disagreement. Clearly, this will be (d), and not just because James explicitly implies rejection of (c). (c) and (a) cannot both be true (i.e. they are incompatible). But they are minimally incompatible (contradictory)--they cannot both be false either.
3. Shared Presuppositions. Even though James and Clifford sharply disagree, there is an important claim that they both accept. Both arguments presuppose that it is possible to will or to choose one's belief Clifford holds that it is wrong to believe without sufficient evidence, and he blames the shipbuilder for so believing. But this only makes sense if the shipbuilder believes on the basis of a choice. So I could state Clifford's view as "It is wrong to choose to believe (or choose to continue to believe).." The presupposition is more evident for James: You cannot will to believe unless willing to believe is a genuine possibility.
Finding shared presuppositions identify points of agreement between opposed view. These provide a common ground to advance discussion between the opponents. But it also opens up the possibility that the opposed positions are not exhaustive–an alternative position may be available, which rejects the shared presuppostion. Perhaps, as proposed below, one can hold that belief is not a matter of choice at all, and so dissent from both positions?
4. Forced Choice and the Law of the Excluded Middle.
Premise 2 is not generally true:
There are two options: You can believe it or you can disbelieve it.
In general, there are three options, you can believe, you can disbelieve (e.g., atheism), or you can hold no belief on the matter at all (e.g., agnosticism). You can 'suspend judgment', as you presumably do on the question 'are the number of blades of grass in central park even?' James attempts to rule out this option on practical grounds, so that the religious hypothesis is a forced option:
We cannot escape the issue by remaining skeptical and waiting for more light, because, although we do avoid error in that way if religion be untrue, we lost the good, if it be true, just as certainly as if we positively choose to disbelieve. (James 1951: 106)
If we fail to believe, and not just if we disbelieve, we do not act as believers. In not acting as believers, in not taking part in religious practices or rituals, we effectively lose any truth that the religion has to offer.
If the agnostic is no better positioned than the atheist to grasp religious truth, if it is true, then there is a (practically) forced choice. But neither attitude (belief/disbelief) can be favored or disfavored by the evidence. But we must take one. Since neither option is more rational than the other, James's resolution is that it is open to us to do either. (Much more on the question of negation and forced choice in the next section.)
To now draw the argument to a close, recall the conclusion stated above
6. So, it would not be irrational for you to 'will to believe' the religious hypothesis, and it has the potential advantage of providing the opportunity to discover whether it is true.
From (6), the further conclusion is meant to follow, now addressed by an individual to himself
7. So, since religious belief is significant for me and I care to know the truth about it, and the question is forced and not answerable by evidence, I ought to will to believe.
8. So, I do--I will to believe.
(7) is what I ought to do, and it is supposed to imply (8), which is not about what I ought to do, but what I will do. Evidently, there is an assumption between (7) and (8):
7.' If I ought to do A, if it is my duty, then I can do A. (Can it be my duty to save a drowning child, if I am unable to swim?)
What kind of association is there between "ought" and "can"? Is it that if I ought to do something, I'll do it, and so I can? No. Clearly, there are times when I do not do what I ought. Here’s a counterexample: I ought to mow the lawn today, but I do not. So there is a direct connection between ought and can: if I ought to do something then it must (at least) be possible for me to do it, even if I actually do not.
Why is this? How do we know? The thought seems to be along these lines: If I ought to do something e.g. drive on the right, then if I do not do it e.g. I drive on the left, I am blameworthy (especially if I cause an accident). But it does not make sense to blame anyone if he or she could not have done otherwise. So you can do--it must be possible for you to do--what you ought. Since the connection is between the concepts of 'ought' and 'can', it is a conceptual connection, implying a conceptual possibility.
6. James is arguing that, in the circumstances proposed, one ought to will to believe, and, given the conceptual connection just noted, it is appropriate to ask 'can' one? The motive to answer this question is that in many cases it does not seem possible to do what James, like Clifford, presupposes, and James himself provides an example. In section II, James writes
Does it not seem preposterous on the very face of it to talk of our opinions being modifiable at will?...Can we, by just willing it, believe that Abraham Lincoln's existence is a myth, and that the portraits of him in McClure's Magazine are all of some one else?...We can say any of these things, but we are absolutely impotent to believe them; and of just such things is the whole fabric of the truths that we do believe in made up...(James 1948: 90)
As he observes, and we all concur, you cannot just will yourself to believe this. Of course, this case does not meet James' other conditions--that it is significant for you, a forced choice, and evidentially indeterminate. Do these conditions make the difference?
Well, why cannot you just will to believe that Lincoln's existence is a myth? Pascal also makes a similar observation in just the setting where James wishes to distance himself from Pascal. Pascal imagines someone moved by his wager-argument, but worries as to how to accomplish what is advised (to believe that God exists):
‘I confess, I admit it, but is there really no way of seeing what the cards are?’–‘Yes. Scripture and the rest,etc.’–‘Yes, but my hands are tied and my lips are sealed; I am being forced to wager and I am not free; I am being held fast and I am so made that I cannot believe. What do you want me to do then?’
The natural explanation in James’ case for why you cannot bring yourself to believe that Lincoln’s existence is a myth is that since it is evident to you that he was a real person, you have overwhelming grounds that it is false that his existence is a myth, and so you cannot believe it (true). So the barrier here--the 'cannot'--is a conceptual barrier, not a mere inability. The barrier is due to the concept of belief's aim of truth, and the recognition of a violation of it. So in order for James argument to be consistent--for his admission that in many cases you cannot believe without evidence and for his recommendation to believe (in other cases) without evidence--these conditions must make a difference on the count of truth.
But do they? For my choosing to believe something, e.g. that there is an all-good God, does not have anything to do with its being true. My choosing to believe it is not an epistemic reason for it. [How does this explanation apply to Pascal’s response to the willing, but unable, potential believer?]
James might say that the issue is not establishing that it is true, but placing oneself in a position to discover the truth. Does this help? Perhaps I can never discover the truth about whether Jane will like me unless I build up confidence to talk to her. But the confidence requires that I believe that she will like me. (Can I ever succeed, if the belief requires that I spend time close to her and I will not spend time close to her unless I have the belief?) Can I just decide to believe this, and at the same time, recognize that my decision is the basis for my belief? (Try it, in an analogous case, for yourself.)
Would not my real approach be to try to convince myself that she will like me, while trying to hide from myself that this is what I am attempting? So I might focus on all the people who like me, and not attend to all the people who have ignored or scoffed me. Why do I have to go through this roundabout route except that I cannot simultaneously take myself to believe something and that my reasons for believing it are not reasons that make it true? They are not epistemic reasons. Recall James' discussion of Pascal: Pascal responded to those who accepted his 'wager', not by telling them to just will to believe that there is a god–he quotes, recall, someone who wants to do just that, but cannot.
Instead, Pascal recommends following those who engage in religious practices, and thereby, as a psychological matters, we expect that he belief will come. Here we have a roundabout way to induce belief–specifically, for it to work, one must forget why one undertook to follow the religious practitioners. Why must it be roundabout (ones that I attempt to do, while trying to hide from myself that I am attempting it)?
Belief’s aim of truth is satisfied only if the belief is true. Although the best way to realize that aim is typically through investigation or inquiry, the difference between believing correctly, which is simply a matter of the belief being true, and properly believing, which is a matter of applying appropriate methods, remains. Even if James was correct that the only way to know whether religious claims are true is through experience as a believer, this would not meet the aim of belief itself. The analogy with trust breaks down at this point. One is trusting, or extends oneself to another, in the hope of reciprocation, perhaps even in order to inspire it. The trust may be well founded, but one can have a trusting attitude while well aware of one's limited chances of success. In contrast, belief's claim to truth applies in the very adoption of the attitude, it does not wait upon a future payoff.
The argument here assumed that since belief’s aim is truth to properly believe a proposition, one must have [epistemic] reasons establishing that it is true. As noted earlier, the ‘reasons’ are doing dual work–they are reflecting that there is a genuine or reliable process (or connection in nature) involved in the belief’s formation and its being true, but they are also providing the person with a justification or defense of his or her belief. Is the second really necessary? Does it confuse properly or rightly holding a belief, which may be just a matter of correct connections, regardless of the person’s awareness of them, with being able to show or justify that one properly or rightly holds a belief?
Section 3: Scope, Negation, and Belief
1. Previously, in regard to James’ forced choice premise, I wrote:
Premise 2 is not generally true:
There are two options: You can believe it or you can disbelieve it.
In general, there are three options, you can believe, you can disbelieve (e.g., atheism), or you can hold no belief on the matter at all (e.g., agnosticism). You can 'suspend judgment', as you presumably do on the question 'are the number of blades of grass in central park even?'
In this section we want to understand better why there are three options, and why it is easy to overlook the third option. The problem is to read ‘believing not’ or ‘believing false’ or ‘disbelieving’ as simply ‘not believing’ (having no belief-attitude on the matter):
John believes that Marcia loves him.
However, Marcia does not give him a present on his birthday, and so John starts to doubt whether Marcia loves him. Should we say:
John does not [no longer] believes that Marcia loves him.
Or
John believes that Marcia does not love him [i.e. John believes that it is false that Marcia loves him]
The first is much weaker and more appropriate: John starts to have doubts, and so withdraws from all-out believing that Marcia loves him. But he does not conclude that she definitely does not love him, unless he is neurotically insecure. Maybe she was just terribly pre-occupied, and forgot his birthday.
In the following dialogue, the question is can B's position consistent?
A: Abortion is impermissible.
B: I don't believe that.
C: Abortion is permissible.
B: I don't believe that either.
When I have posed this question, many students answer 'no'. B either believes that abortion is permissible or that abortion is impermissible. So for B to deny agreement with both A and C is inconsistent.

The answer cannot be right. For a hint at what’s bothering me: Isn't there a difference between students who raise their hand to answer 'no', students who raise their hand to answer 'yes', and students who do not raise their hand at all?
Do you believe
(1) There are an odd number of atoms in the Washington monument.
No? Ok, do you believe
(2) There are an even number of atoms in the Washington Monument.?
But out of (1) and (2) we are able to construct a dialogue which parallels the opening one with you as B*:
A*: There are an odd number of atoms in the Washington Monument.
B*: I don't believe that.
C*: There are an even number of atoms in the Washington Monument.
B*: I don't believe that either.
Not only can B*'s position be consistent, but it mirrors each of your own:
I do not believe that the Washington Monument contains an even number of atoms and I do not believe that it contains an odd number of atoms.
And it is false for each of you that
Either I believe that the Washington Monument contains an even number of atoms or I believe that it contains an odd number of atoms.
(What's the logical relation between these last two reports on what you believe?)
The consistency of B* is due to a lack of evidence one way or the other. B* just holds no belief on the matter. Besides belief and disbelief, there is the possibility of no belief. We drew this connection earlier in the discussion of James. He had to argue that the choice between belief in god and athiesm was forced because he recognized that logically they are not forced. Logically, there has to be the third option of non-belief or agnosticism.
2. An analogous third option applies to relations. Think of the relation of symmetry. Some relations are symmetrical: if Bill is the sibling of Mary, then Mary is the sibling of Bill. (aRb==>bRa). Other relations are asymmetrical (or anti-symmetrical): If Colleen is taller than Oscar, then Oscar is not taller than Colleen (aRb==> not(bRa)). But there is another possibility: non-symmetry. If Romeo loves Juliet, Juliet may or may not love Romeo. (Not (aRb==>bRa)). Asymmetry permits a definite implication or conclusion (that b is not the brother of a); non-symmetry does not permit a definite conclusion (b may or may not be the brother of a) With asymmetry a relation is denied, with non-symmetry an implication is denied. (Other applications: In jury trials, is there a difference between finding a defendant innocent and finding him not guilty? Is there a difference between showing that someone's argument fails and showing that the opposite conclusion holds?)
3. We can express the formal relation as follows:
(I) X believes that not p. e.g. John believes that the school is not closed on Tuesday
(II) X does not believe that p e.g., John does not believe that the school is closed on Tuesday.
(III) X believes that p. e.g., John believes that the school is closed on Tuesday.
(I) implies (II), but not conversely. (I) and (III) are contraries, both cannot be true, but they could both be false. The true negation--contradictory--of (III) is (II). Denying that one holds a belief is just that: a denial to hold a belief. It is not to affirm that one holds a different--specifically, opposite--belief.
One reason for the assimilation of (I) and (II) is a misapplication of the law of excluded middle. From the fact that either p or -p it does not follow that either one believes p or one believes -p. Contrast:
(3) For every proposition p, either p or -p.
and
(4) For every proposition p and for every person X, either X believes p or X believes -p.
(3) is truly the law of excluded middle and what follows from it is not (4), but
(5) For every proposition p and for every person X, either X believes p or it is not the case that X believes p.
We can present these points pictorially. Let "X believes that p" be "Bp". Then we have four possibilities:
(I) Bp
(II) B-p
(III) -Bp
(IV) -B-p
We may now invoke the traditional square of opposition:
(I) Bp [------ contraries ---------] (II) B-p
: : : :
: : : :
implies contradicts implies
: : : :
: : : :
: :
(IV) -B-p [-----sub-contraries-------] (III) -Bp
The crucial representation is that (III) does not imply (II) (and (IV) does not imply (I)). If A doesn't believe that the coffee beans are in the cabinet, he need not believe that they aren't there. He may simply not be sure.
By parallel reasoning, (III) and (IV) are kinds of contraries ("sub-contraries"), not contradictory. Both cannot be false. For if both were false, it would have to be that their denials are true. But the denial of (III) is (I) and the denial of (IV) is (II), and we just observed that (I) and (II) cannot both be true.
The pictorial representation is handy for presenting other logical relations. Traditionally, it is how the logical relations between statements of the following forms are represented:
All As are Bs
No As are Bs
Some As are Bs
Some As are not Bs.
(The "implies" relation requires that the "A" term not be empty.)
4. Other applications of the "square" are closer to our use of it to capture distinctions of scope. When belief is withheld, negation has wide scope, unlike when belief is denied:
(6) Jim does not believe that Mary likes him.
Read (as written) with negation having wide scope, belief is denied. Read (as heard) negation has small scope, belief is affirmed, and (6) is construed as
(7) Jim believes that Mary does not like him.
One other application is worth noting since it concerns central modal terms--necessity, possibility (and related notions). The following argument begins with a conditional concerning permissible drinking of alcohol. Is it valid?
If a person drinks alcohol, he or she must be over 21.
Bill Clinton drinks alcohol.
So, Bill Clinton must be over 21.
The argument looks valid--if the premises are all true, the conclusion is, so we may assume, true. It also seems to be sound--each premise true. However, unfortunately, it is not necessary that Bill Clinton be over 21, any more than for any of us. There was a time when Bill Clinton, like the rest of us, was under 21.
You are tempted to protest that this is being literal-minded. What the conclusion means is that given that Clinton drinks, he must be over 21. It does not say that he simply (for all times) must be over 21. But regardless of what is intended, that is not what is said, and the failure (to properly express what one meant) is an important logical one, not a nitpicking error.
The problem here is the scope of 'must' in the opening premise. What it is really modifying is the relation of the 'if' statement to the 'then' statement, when, as it is written, it is just attached to the 'then' statement. The difference is between
(8) MUST (if a person drinks alcohol, he or she is over 21.)
(9) If a person drinks alcohol, he or she MUST be over 21.
With wide scope (8), it is true, but not in small scope as in (9).
In exposing this scope fallacy, we have found an orientation or bias in it that may help to explain why the fallacy is made. The orientation or bias is to misread (ignore) wide-scope uses of negation (or modal operators) for small-scope ones. So returning to the earlier examples
(10) John believes that the school is not closed on Tuesday
(11) John does not believe that the school is closed on Tuesday.
The tendency is to (mis)understand (11) as (10), rather than the reverse. Why?
Think of a natural context where you would want to assert either (10) or (11). A typical one is where John's beliefs are in question, and, it may be added someone has asserted
(12) John believes that the school is closed on Tuesday.
You disagree and so you assert (11). Why is it heard as if you had asserted (10)? Because that is probably what you (the speaker) meant. For if you asserted (11), you probably know John and know what he believes about the matter of the school closing. If so, you would sooner assert (mean) what (10) says, since it is more informative than (11). (Recall: 10 implies 11, not conversely.)
5. The basic form of reasoning just suggested can be formulated systematically, and the resulting theory explains a distinction between what is logically or semantically implied, and what is conversationally or pragmatically implicated. The theory also explains why it is easy to confuse the two.
The theory, due to the late H. Paul Grice, was originally motivated to respond to doubts about the adequacy of logic to describe natural language logic and inferences. For example, in logic
A & B
is equivalent to
B & A.
(Informally, 2 statements are logically equivalent if they have the same meaning. Formally, each implies the other.) However, the following two statements seem different in meaning:
(13) Jane got married and she became pregnant.
(14) Jane became pregnant and she got married.
Is this a counter-example to understanding 'and' as the logical '&'? Grice argued that it is not. The ever so natural mistake is to treat each statement as asserted. But once asserted we impose conversational expectations, without so recognizing it. The imposition adds content that the speaker probably means to communicate. But it is not part of the statement itself.
In conversation, hearers expect speakers to be cooperative. Grice referred to the Cooperative Principle (CP), as the basic expectation or rule governing conversation. Hearers expect speakers to speak--to make conversational contributions--that serve conversational purposes. Under the CP, more exactly, hearers expect speakers (and speakers know that hearers so expect) to obey various maxims: to speak truthfully, informatively, relevantly, and in an orderly, especially brief, manner.
The last maxim is most germane to the case at hand, as well as for understanding why implicatures are such pervasive devices of communication. Brevity is important for comprehension and because our time is precious. Consequently, we want to say as much as we can with as few words as possible. Speakers leave much implicit or tacit, if they can expect hearers to recover the speaker's meaning without them. In the case at hand(13-14), it is simple to adopt a general rule that if events occur in temporal order to so report them. So (13) and (14) would both be heard as implicating with 'and' 'and then'. Still, what they both state involves only 'and', so that the two are logically equivalent. But they can be used to communicate much different thoughts.
The most fundamental test for distinguishing genuine implications from implicatures is cancellability. Does (13) (logically or semantically) imply that that the marriage came first or only conversationally implicate it. Well, if it implies it, then to assert
(13') Jane got married and she became pregnant, but, actually, maybe she became pregnant first.
would be contradictory, which it is not. Since the inference is cancellable, it is an implicature, not an implication. By contrast,
(15) John knows that Lucy dislikes him
implies that Lucy dislikes him, as the following is contradictory:
(15') John knows that Lucy dislikes him,
but Lucy does not dislike him.